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Schedule HC-N: Past Due and Nonaccrual Loans Guide

Form: FR Y-9C (Consolidated Financial Statements for Holding Companies) Schedule: HC-N - Past Due and Nonaccrual Loans, Leases, and Other Assets Frequency: Quarterly Purpose: Detail asset quality by delinquency status across all loan categories


Overview

Schedule HC-N provides a matrix of loan quality, breaking down each loan category from HC-C by delinquency bucket: - 30-89 days past due (Column A) - 90 or more days past due and still accruing (Column B) - Nonaccrual (Column C)

This schedule is essential for credit risk analysis and early warning detection.


Delinquency Classification

Column A: 30-89 Days Past Due

Loans where payment is 30-89 days late but still accruing interest.

Regulatory Significance: Early warning indicator; "criticized" classification

Column B: 90+ Days Past Due and Still Accruing

Loans 90+ days late but still accruing interest. Generally requires: - Well-secured and in process of collection, OR - Consumer loans (auto, credit card) where collection expected

Column C: Nonaccrual

Loans where interest accrual has stopped due to: - Full repayment of principal and interest is not expected - Payment is 90+ days past due (unless well-secured) - Designated as troubled debt restructuring (TDR)


Schedule Structure

LOAN CATEGORIES (rows mirror current HC-C)
├── Item 1: Loans secured by real estate
│   ├── 1.a: Construction — 1.a.(1) 1-4 family, 1.a.(2) other/land dev
│   ├── 1.b: Farmland (domestic offices)
│   ├── 1.c.(1): Revolving open-end 1-4 family (HELOCs)
│   ├── 1.c.(2): Closed-end 1-4 family — (a) first liens, (b) junior liens
│   ├── 1.d: Multifamily (5+) residential (domestic offices)
│   ├── 1.e: Nonfarm nonresidential — 1.e.(1) owner-occ, 1.e.(2) other
│   └── 1.f: RE loans in foreign offices
├── Item 2: Loans to depository institutions — 2.a US banks, 2.b foreign banks
├── Item 3: Agricultural production / loans to farmers
├── Item 4: Commercial and industrial loans (single line; no US/non-US split)
├── Item 5: Loans to individuals
│   ├── 5.a: Credit cards
│   ├── 5.b: Automobile loans
│   └── 5.c: Other consumer loans
├── Item 6: Loans to foreign governments
├── Item 7: All other loans
├── Item 8: Leases — 8.a consumer, 8.b other, 8.c lease finance receivables (HCs < $5B)
├── Item 9: Total loans and leases (sum of items 1-8.b)
├── Item 10: Debt securities and other assets
├── Item 11-12: U.S. Government-guaranteed / FDIC loss-share covered portions
└── Memoranda M.1-M.9 (loan modifications, CRE finance, non-US, HFS/FV, etc.)
Columns: A = 30-89 days past due; B = 90+ days past due and still accruing; C = nonaccrual.


MDRM Matrix (Key Categories)

Real Estate Loans (current codes)

Category 30-89 Days (A) 90+ Days (B) Nonaccrual (C)
1.a.(1) 1-4 family construction BHCKF172 BHCKF174 BHCKF176
1.a.(2) Other construction/land dev BHCKF173 BHCKF175 BHCKF177
1.b Farmland BHCK3493 BHCK3494 BHCK3495
1.c.(1) HELOCs BHCK5398 BHCK5399 BHCK5400
1.c.(2)(a) Closed-end 1-4 first lien BHCKC236 BHCKC237 BHCKC229
1.c.(2)(b) Closed-end 1-4 junior lien BHCKC238 BHCKC239 BHCKC230
1.d Multifamily BHCK3499 BHCK3500 BHCK3501
1.e.(1) Owner-occupied CRE BHCKF178 BHCKF180 BHCKF182
1.e.(2) Other nonfarm nonres CRE BHCKF179 BHCKF181 BHCKF183

Commercial and Consumer Loans (current codes)

Category 30-89 Days (A) 90+ Days (B) Nonaccrual (C)
2.a US depository institutions BHCK5377 BHCK5378 BHCK5379
2.b Foreign banks BHCK5380 BHCK5381 BHCK5382
3 Ag production BHCK1594 BHCK1597 BHCK1583
4 C&I BHCK1606 BHCK1607 BHCK1608
5.a Credit cards BHCKB575 BHCKB576 BHCKB577
5.b Auto loans BHCKK213 BHCKK214 BHCKK215
5.c Other consumer BHCKK216 BHCKK217 BHCKK218
8.a Consumer leases BHCKF166 BHCKF167 BHCKF168
8.b Other leases BHCKF169 BHCKF170 BHCKF171

Total Loans and Leases (item 9 — current codes)

Metric MDRM Note
30-89 days total BHCK1406 (legacy BHCK5524 discontinued 2017-12-31)
90+ days total BHCK1407 (legacy BHCK5525 discontinued 2017-12-31)
Nonaccrual total BHCK1403 unchanged

Key Asset Quality Metrics

Nonperforming Loans (NPL)

NPL = Nonaccrual + 90+ Days Still Accruing
    = BHCK1403 + BHCK1407 (item 9 totals; or detailed sum)

NPL Ratio

NPL Ratio = NPL / Total Loans (HC-C Item 7)
          = (BHCK1403 + BHCK1407) / BHCKB528

Typical ranges:
- Strong: < 1%
- Average: 1-2%
- Weak: > 3%
- Crisis: > 5%

Delinquency Rate (30+ Days)

Delinquency Rate = (30-89 + 90+ + Nonaccrual) / Total Loans
                 = (BHCK1406 + BHCK1407 + BHCK1403) / BHCKB528

Coverage Ratio

Coverage = Allowance for credit losses / NPL
         = BHCT3123 / (BHCK1403 + BHCK1407)

Higher coverage = more reserved against expected losses

Texas Ratio

Texas Ratio = (NPL + OREO) / (Tangible Equity + Allowance)
            = (BHCK1403 + BHCK1407 + BHCK2150) / (BHCT3210 - BHCK3163 + BHCT3123)

>100% = Potentially troubled

Reconciliation to HC-C

The row totals in HC-N (Column A + B + C for each category) should NOT exceed the corresponding HC-C balances, as they represent only the impaired portion.

HC-N RE sub-items (all columns) ≤ HC-C Item 1 (Real estate loans)
HC-N Item 4 (all columns) ≤ HC-C Item 4 (C&I loans)
HC-N Item 9 total (all columns) ≤ HC-C Item 7 (Total loans and leases)
etc.

Analytical Applications

Trend Analysis

Watch for:
- Rising 30-89 days → future NPL increases
- Migration from 30-89 → 90+ → Nonaccrual
- Concentration in specific loan types

Vintage Analysis

Combined with Call Report Schedule RC-M: - Track delinquency by origination year - Identify vintage-specific problems

Geographic/Industry Concentration

Combined with Call Report Schedule RC-C Part II: - Identify geographic hotspots - Industry-specific stress


Historical Context

2008-2010 Financial Crisis

Peak delinquency rates: - 1-4 family: 10%+ NPL ratio - CRE: 8%+ NPL ratio - Construction: 15%+ NPL ratio

COVID-19 (2020)

  • Initial spike in early delinquencies
  • Forbearance programs masked true delinquency
  • TDR modifications increased

Current Environment

Monitor for: - CRE (especially office) stress - Rising consumer delinquencies - C&I credit deterioration


MDRM Quick Reference

Category 30-89 Days (A) 90+ Days (B) Nonaccrual (C)
1.a.(1) 1-4 Family Construction BHCKF172 BHCKF174 BHCKF176
1.c.(2)(a) Closed-end 1-4 First Lien BHCKC236 BHCKC237 BHCKC229
1.e.(2) Other Nonfarm Nonres (CRE) BHCKF179 BHCKF181 BHCKF183
4 C&I BHCK1606 BHCK1607 BHCK1608
5.a Credit Card BHCKB575 BHCKB576 BHCKB577
5.b Auto BHCKK213 BHCKK214 BHCKK215
9 TOTAL loans & leases BHCK1406 BHCK1407 BHCK1403

Legacy aggregate codes BHCK5526/1422/3492 (RE total) and BHCK5524/5525 (total 30-89 / 90+) were discontinued (2017 and earlier) and removed; the current form has no item-1 RE total and reports the total at item 9.


Last Updated: 2026-06-11 (v8 conceptual-accuracy sweep; rebuilt to current 148-cell HC-N spec, verified vs MDRM + warehouse) Reference: FR Y-9C Instructions (current form, March 2026 field spec)