Collections Catalog¶
Every regulatory collection (form family) in the dictionary, with regulator, filer, frequency and primary identifier.
42 rows. Download the raw CSV from the repository.
| form_code | collection_name | regulator | filer | frequency | primary_identifier | mdrm_prefixes | omb_number | official_url | notes |
|---|---|---|---|---|---|---|---|---|---|
| FR Y-9C | Consolidated Financial Statements for Holding Companies | Federal Reserve | Top-tier BHCs, SLHCs, IHCs and SHCs with total consolidated assets of $3 billion or more | Quarterly | RSSD ID | BHCK;BHDM;BHCT;BHCA;BHCM | 7100-0128 | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-9C | Most detailed FR Y-9 report; 22 schedules. BHCK is the consolidated prefix (BHDM = domestic only) |
| FR Y-9LP | Parent Company Only Financial Statements for Large Holding Companies | Federal Reserve | Parent of each top-tier holding company that files the FR Y-9C (one per Y-9C filer per tier) | Quarterly | RSSD ID | BHCP | 7100-0128 | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-9LP | Parent-only (unconsolidated); 5 schedules (PI, PI-A, PC, PC-A, PC-B) |
| FR Y-9SP | Parent Company Only Financial Statements for Small Holding Companies | Federal Reserve | Top-tier domestic BHCs, SLHCs and SHCs with total consolidated assets of less than $3 billion | Semiannual | RSSD ID | BHSP | 7100-0128 | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-9SP | As of Jun 30 and Dec 31; 4 sections (Income Statement, Balance Sheet, Memoranda, Notes) |
| FR Y-9ES | Financial Statements for Employee Stock Ownership Plan Holding Companies | Federal Reserve | All ESOP bank holding companies and ESOP savings-and-loan holding companies | Annual | RSSD ID | ESOP | 7100-0128 | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-9ES | As of Dec 31; 4 sections. Any size cutoff UNVERIFIED |
| FR Y-9CS | Supplement to the Consolidated Financial Statements for Holding Companies | Federal Reserve | Domestic BHCs, SLHCs, IHCs and SHCs filing the FR Y-9C or FR Y-9SP, as designated when activated | Quarterly or semiannual when activated | RSSD ID | 7100-0128 | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-9CS | Flexible supplement; no permanent lettered schedule structure (UNVERIFIED per as-of date) | |
| FFIEC 031 | Consolidated Reports of Condition and Income (banks with domestic and foreign offices) | FFIEC (collected by FDIC/Federal Reserve/OCC) | Banks of any size with a foreign office; also domestic-only advanced-approaches banks or banks with total assets of $100 billion or more | Quarterly | RSSD ID | RCFD;RCON;RCFN;RIAD;RCFA | https://www.ffiec.gov/resources/reporting-forms/ffiec031 | The Call Report; most detailed of the three forms; carries foreign-office schedules RC-H, RC-I, RI-D | |
| FFIEC 041 | Consolidated Reports of Condition and Income (banks with domestic offices only) | FFIEC (collected by FDIC/Federal Reserve/OCC) | Banks with domestic offices only and total consolidated assets of less than $100 billion that are not advanced-approaches institutions | Quarterly | RSSD ID | RCON;RCFD;RIAD;RCOA | https://www.ffiec.gov/resources/reporting-forms/ffiec041 | Same schedule set as the 031 except foreign-office schedules RC-H, RC-I, RI-D | |
| FFIEC 051 | Consolidated Reports of Condition and Income (streamlined report for small domestic banks) | FFIEC (collected by FDIC/Federal Reserve/OCC) | Banks with domestic offices only and total assets of less than $5 billion (excluding advanced-approaches/Category III and large/highly-complex assessment filers) | Quarterly | RSSD ID | RCON;RIAD;RCOA | https://www.ffiec.gov/resources/reporting-forms/ffiec051 | Streamlined; adds Schedule SU; omits RC-A, RC-D, RC-H, RC-I, RC-P, RC-Q, RC-S, RC-V, RI-D | |
| FFIEC 002 | Report of Assets and Liabilities of U.S. Branches and Agencies of Foreign Banks | FFIEC | All US branches and agencies of foreign (and Puerto Rican) banks, federally or state licensed, insured or uninsured, including their IBFs | Quarterly | RSSD ID | 7100-0032 | https://www.ffiec.gov/resources/reporting-forms/ffiec002 | Collects no income data; Schedule RAL plus supporting schedules | |
| FFIEC 002S | Report of Assets and Liabilities of a Non-U.S. Branch Managed or Controlled by a U.S. Branch or Agency of a Foreign Bank | FFIEC | Any US branch/agency filing the FFIEC 002 that manages or controls one or more non-US branches of its parent bank | Quarterly | RSSD ID | 7100-0032 | https://www.ffiec.gov/resources/reporting-forms/ffiec002s | Supplement to the FFIEC 002; one per managed/controlled office | |
| FFIEC 009 | Country Exposure Report | FFIEC | US commercial banks, savings associations, bank/SLHC and IHCs with $30 million or more in total claims on residents of foreign countries | Quarterly | RSSD ID | 7100-0035 | https://www.ffiec.gov/resources/reporting-forms/ffiec009 | Confidential; immediate-counterparty and ultimate-risk bases | |
| FFIEC 009a | Country Exposure Information Report | FFIEC | Same filers as FFIEC 009 with material foreign-country exposures (over 1% of assets or 20% of capital) | Quarterly | RSSD ID | 7100-0035 | https://www.ffiec.gov/resources/reporting-forms/ffiec009 | Public supplement to the FFIEC 009 | |
| FFIEC 101 | Regulatory Capital Reporting for Institutions Subject to the Advanced Capital Adequacy Framework | FFIEC | Banks, savings associations, BHCs and SLHCs subject to the Advanced Capital Adequacy Framework (generally >= $250B assets or >= $10B foreign exposure) plus their depository subsidiaries | Quarterly | RSSD ID | 7100-0319 / 1557-0239 / 3064-0159 | https://www.ffiec.gov/resources/reporting-forms/ffiec101 | Schedules A-S (19); A-IRB RWA, SLR, operational risk (AMA) | |
| FFIEC 102 | Market Risk Regulatory Report for Institutions Subject to the Market Risk Capital Rule | FFIEC | Banks/BHCs/SLHCs subject to the market-risk capital rule (generally trading assets+liabilities >= $1B or >= 10% of total assets) | Quarterly | RSSD ID | 7100-0365 / 1557-0325 / 3064-0199 | https://www.ffiec.gov/resources/reporting-forms/ffiec102 | Single schedule organized into reporting sections; feeds market-risk RWA | |
| FR Y-7 | Annual Report of Foreign Banking Organizations | Federal Reserve | Each FBO engaged in banking in the US through a subsidiary bank, Edge/agreement corporation, commercial-lending company, or its own branches/agencies | Annual | RSSD ID | 7100-0125 | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-7 | Packet of reportable items (financial statements, organization, shares, Reg K eligibility); older facsimiles carried 7100-0297 | |
| FR Y-7N | Financial Statements of U.S. Nonbank Subsidiaries Held by Foreign Banking Organizations | Federal Reserve | FBOs, per US nonbank subsidiary, by asset-size thresholds | Quarterly or annual | RSSD ID | 7100-0073 | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-7NFR_Y-7NS | Uses the same schedule set as the FR Y-11 | |
| FR Y-7NS | Abbreviated Financial Statements of U.S. Nonbank Subsidiaries Held by Foreign Banking Organizations | Federal Reserve | FBOs with US nonbank subsidiaries of assets $250M-$500M | Annual | RSSD ID | 7100-0073 | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-7NFR_Y-7NS | Abbreviated version collecting only four summary financial items | |
| FR Y-7Q | Capital and Asset Report for Foreign Banking Organizations | Federal Reserve | All FBOs with US banking operations | Quarterly (FHC FBOs) or annual | RSSD ID | 7100-0125 | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-7Q | Consolidated capital/asset data items; no lettered schedules | |
| FR Y-10 | Report of Changes in Organizational Structure | Federal Reserve | Top-tier BHCs/FHCs, top-tier SLHCs, state member banks not controlled by a BHC/FBO, Edge and agreement corporations, FBOs, and SHCs | Event-based (within 30 days) | RSSD ID | 7100-0297 | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-10 | Routes each reportable event to one of eight schedules | |
| FR Y-11 | Financial Statements of U.S. Nonbank Subsidiaries of U.S. Holding Companies | Federal Reserve | Top-tier holding companies, per nonbank subsidiary, by thresholds | Quarterly or annual | RSSD ID | 7100-0244 | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-11FR_Y-11S | Legacy 7100-0073 now covers the FR Y-7N family | |
| FR Y-11S | Abbreviated Financial Statements of U.S. Nonbank Subsidiaries of U.S. Holding Companies | Federal Reserve | Top-tier holding companies with nonbank subsidiaries of assets $250M-$500M below quarterly criteria | Annual | RSSD ID | 7100-0244 | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-11FR_Y-11S | Collects only four summary financial items (no schedules) | |
| FR Y-12 | Consolidated Holding Company Report of Equity Investments in Nonfinancial Companies | Federal Reserve | Top-tier domestic holding companies that file the FR Y-9C or FR Y-9SP and meet the investment-size thresholds | Quarterly or semiannual | RSSD ID | 7100-0300 | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-12 | 4 schedules (Type of Investments, Type of Security, Type of Entity, Transactions) | |
| FR Y-12A | Annual Report of Merchant Banking Investments Held for an Extended Period | Federal Reserve | Financial holding companies holding nonfinancial merchant-banking investments beyond the routine holding period | Annual | RSSD ID | 7100-0300 | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-12A | Single investment-detail schedule; no lettered sub-schedules | |
| FR Y-6 | Annual Report of Holding Companies | Federal Reserve | All top-tier holding companies (BHCs, SLHCs, SHCs; certain ESOPs; non-QFBO foreign organizations) | Annual | RSSD ID | 7100-0124 | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-6 | Narrative/event-based; org chart, branch verification, ownership/insider info; no lettered schedules | |
| FR Y-8 | The Bank Holding Company Report of Insured Depository Institutions' Section 23A Transactions | Federal Reserve | All top-tier US BHCs (incl. FHCs and IHCs), all SLHCs, and all FBOs that directly own a US subsidiary bank | Quarterly | RSSD ID | 7100-0126 | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-8 | One report per insured depository institution; Section 23A / Regulation W; no lettered schedules | |
| FR Y-14A | Capital Assessments and Stress Testing Report - Annual | Federal Reserve | US BHCs, IHCs of foreign banking organizations, and covered SLHCs with total consolidated assets of $100 billion or more | Annual | RSSD ID | 7100-0341 | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-14A | CCAR/DFAST; Schedules A-F (Summary, Macro Scenario, RCI, Regulatory Capital, Operational Risk, Business Plan Changes) | |
| FR Y-14Q | Capital Assessments and Stress Testing Report - Quarterly | Federal Reserve | US BHCs, IHCs, covered SLHCs with $100 billion or more in total consolidated assets | Quarterly | RSSD ID | 7100-0341 | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-14Q | Schedules A-M (letter I not used); position-/loan-level stress-test inputs | |
| FR Y-14M | Capital Assessments and Stress Testing Report - Monthly | Federal Reserve | US BHCs, IHCs, covered SLHCs with $100 billion or more in total consolidated assets that hold the relevant portfolios | Monthly | RSSD ID | 7100-0341 | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-14M | Loan-/account-level mortgage, home-equity and credit-card portfolios; Schedules A-D | |
| FR Y-15 | Banking Organization Systemic Risk Report | Federal Reserve | US BHCs and covered SLHCs >= $100B; FBOs with combined US assets >= $100B; and US firms designated as G-SIBs | Quarterly | RSSD ID | 7100-0352 | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-15 | G-SIB indicators; Schedules A-G across six systemic categories | |
| FR 2052a | Complex Institution Liquidity Monitoring Report | Federal Reserve | Large banking organizations subject to LCR/NSFR - primarily Category I-III firms | Daily (largest) or monthly | RSSD ID | 7100-0361 | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_2052a | Granular liquidity data by product x counterparty x maturity x collateral; product tables under Inflows/Outflows/Supplemental | |
| FR 2900 | Report of Transaction Accounts, Other Deposits, and Vault Cash | Federal Reserve | Depository institutions (commercial banks, savings institutions, credit unions, US branches/agencies of foreign banks) under Regulation D | Weekly or quarterly | RSSD ID | 7100-0087 | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_2900_(Commercial_Banks) | Source for monetary aggregates and required reserves; no lettered schedules | |
| Pillar 3 | Basel III Public Disclosure Templates and Tables | Basel Committee on Banking Supervision (BIS); US disclosures via FFIEC 101/102 and the market-risk rule | Internationally large/advanced banks; in the US, advanced-approaches and market-risk-rule institutions | Mixed (quarterly/semiannual/annual by template) | N/A | https://www.bis.org/bcbs/publ/d455.pdf | International standard (BCBS d455 / DIS module); tables (A suffix) qualitative, templates quantitative | ||
| FDIC SDI | Statistics on Depository Institutions | Federal Deposit Insurance Corporation | All FDIC-insured commercial banks and savings institutions (sourced from their Call Reports) | Quarterly | FDIC Certificate number (CERT) | https://www.fdic.gov/node/118336 | Public presentation layer over Call Report/TFR data; FDIC analog of the FFIEC UBPR; API at https://api.fdic.gov/banks/financials | ||
| FDIC SOD | Summary of Deposits | Federal Deposit Insurance Corporation (jointly with OCC for the survey) | All FDIC-insured institutions with branch offices, including insured US branches of foreign banks | Annual (as of June 30) | FDIC Certificate number (CERT) | https://www.fdic.gov/bank-financial-reports/summary-deposits | Branch/office-level deposit totals; 70,000+ offices; API at https://api.fdic.gov/banks/sod | ||
| FDIC Failures | Failures and Assistance Transactions (Research Information System / RIS) | Federal Deposit Insurance Corporation | Failed and FDIC-assisted institutions (records back to the 1930s) | Updated weekly | FDIC Certificate number (CERT) | https://www.fdic.gov/bank-failures/failed-bank-list | ~4,100+ failure/assistance records; API at https://api.fdic.gov/banks/failures | ||
| NCUA 5300 | NCUA 5300 Call Report (Credit Unions) and Profile (FS220A) | National Credit Union Administration | All federally insured credit unions (FICUs) | Quarterly | NCUA Charter / ID number | FS220 | https://ncua.gov/regulation-supervision/regulatory-reporting/cuonline/5300-call-report-faqs | Credit-union analog of the bank Call Report; account-code (Acct/FS220) system; Profile is the FS220A family | |
| OCC Historical | OCC Historical National Bank Reports (Annual Report of the Comptroller of the Currency) | Office of the Comptroller of the Currency | National banks (federally chartered commercial banks) via periodic Reports of Condition, 1863-1941 | Annual / periodic (historical) | OCC Charter number | https://fraser.stlouisfed.org/title/annual-report-comptroller-currency-56 | Primary historical bank-level data source 1863-1941; Annual Report on FRASER; field schema varies by era (UNVERIFIED single schema) | ||
| UBPR | Uniform Bank Performance Report | FFIEC | All banks - items are computed/derived from each bank's Call Report (FFIEC 031/041/051), not directly filed | Quarterly | RSSD ID | UBPR | https://www.ffiec.gov/data/ubpr/uniform-bank-performance-report | Derived ratios vs peer-group average and percentile rank; UBPR#### codes | |
| NIC/NPW | National Information Center / NPW Institutional-Structure Bulk Data | Federal Reserve (FFIEC portal) | All entities the Fed tracks: banks, BHCs/FHCs, branches, savings institutions, holding-company tiers, some foreign and non-bank entities | Refreshed regularly (as-of date per file) | RSSD ID (ID_RSSD) | https://www.ffiec.gov/NPW | Canonical RSSD crosswalk hub; CSV bulk files (Attributes Active/Closed/Branches, Relationships, Transformations); exact refresh interval UNVERIFIED | ||
| SEC EDGAR | SEC EDGAR (bank holding company filings) | U.S. Securities and Exchange Commission | Public bank holding companies and other registrants (10-K, 10-Q, 8-K, DEF 14A, XBRL) | Event-based / periodic | CIK (Central Index Key) | https://www.sec.gov/edgar/search/ | REST APIs on data.sec.gov; no official CIK<->RSSD crosswalk published (UNVERIFIED) | ||
| HMDA | Home Mortgage Disclosure Act Loan/Application Register (LAR) | CFPB / FFIEC | Covered depository institutions (banks, savings associations, credit unions) and non-depository mortgage lenders meeting coverage tests | Annual | LEI (2018-forward; pre-2018 Agency Code + Respondent ID) | https://ffiec.cfpb.gov | Loan-level mortgage data; companion Transmittal Sheet/Panel; thresholds vary by year | ||
| MDRM | Micro Data Reference Manual | Federal Reserve | Meta-dictionary - defines the coded variables used across (nearly) every Fed/FFIEC reporting form | N/A | N/A (8-char MDRM code = 4-char mnemonic + 4-char item) | All prefixes | https://www.federalreserve.gov/apps/mdrm/ | Master data dictionary; downloadable MDRM.zip (MDRM_CSV.csv); ~87,000 codes cited (UNVERIFIED) |