Schedules Catalog¶
All documented subschedules across every form, down to schedule id, title and form applicability.
265 rows. Download the raw CSV from the repository.
| form_code | schedule_id | part | title | description | in_031 | in_041 | in_051 | status | source_url |
|---|---|---|---|---|---|---|---|---|---|
| FR Y-9C | HI | Consolidated Income Statement | Interest income/expense, noninterest income/expense, provisions, taxes, net income (YTD); headed BHCK Amount | current | https://www.federalreserve.gov/reportforms/forms/FR_Y-9C20180930_f.pdf | ||||
| FR Y-9C | HI-A | Changes in Holding Company Equity Capital | Roll-forward of total equity from beginning to end of period (net income, dividends, stock, OCI) | current | https://www.federalreserve.gov/reportforms/forms/FR_Y-9C20180930_f.pdf | ||||
| FR Y-9C | HI-B | Part I | Charge-Offs and Recoveries on Loans and Leases | Charge-offs and recoveries by loan/lease category | current | https://www.federalreserve.gov/reportforms/forms/FR_Y-9C20180930_f.pdf | |||
| FR Y-9C | HI-B | Part II | Changes in Allowances for Credit Losses | Changes in the allowance(s) for credit losses (ACL) | current | https://www.federalreserve.gov/reportforms/forms/FR_Y-9C20180930_f.pdf | |||
| FR Y-9C | HI-C | Disaggregated Data on the Allowance for Loan and Lease Losses | ALLL disaggregated by loan category x measurement method; applies only to institutions that have not adopted CECL | current | https://www.federalreserve.gov/reportforms/forms/FR_Y-9C20180930_f.pdf | ||||
| FR Y-9C | HC | Consolidated Balance Sheet | Assets, liabilities, equity at period end (equity total = BHCT3210; total assets = BHCK/BHCT2170) | current | https://www.federalreserve.gov/reportforms/forms/FR_Y-9C20180930_f.pdf | ||||
| FR Y-9C | HC-B | Securities | Held-to-maturity and available-for-sale securities by type (amortized cost / fair value) | current | https://www.federalreserve.gov/reportforms/forms/FR_Y-9C20180930_f.pdf | ||||
| FR Y-9C | HC-C | Loans and Lease Financing Receivables | Loans and leases by category (RE, C&I, consumer, etc.), domestic vs consolidated | current | https://www.federalreserve.gov/reportforms/forms/FR_Y-9C20180930_f.pdf | ||||
| FR Y-9C | HC-D | Trading Assets and Liabilities | Trading-book assets and liabilities by instrument; trading-activity-threshold filers | current | https://www.federalreserve.gov/reportforms/forms/FR_Y-9C20180930_f.pdf | ||||
| FR Y-9C | HC-E | Deposit Liabilities | Deposits by type and by domestic office (transaction vs nontransaction) | current | https://www.federalreserve.gov/reportforms/forms/FR_Y-9C20180930_f.pdf | ||||
| FR Y-9C | HC-F | Other Assets | Components of the other assets line on HC | current | https://www.federalreserve.gov/reportforms/forms/FR_Y-9C20180930_f.pdf | ||||
| FR Y-9C | HC-G | Other Liabilities | Components of the other liabilities line on HC | current | https://www.federalreserve.gov/reportforms/forms/FR_Y-9C20180930_f.pdf | ||||
| FR Y-9C | HC-H | Interest Sensitivity | Repricing/maturity buckets for interest-rate-sensitive assets and liabilities | current | https://www.federalreserve.gov/reportforms/forms/FR_Y-9C20180930_f.pdf | ||||
| FR Y-9C | HC-I | Insurance-Related Underwriting Activities (Including Reinsurance) | Insurance underwriting / reinsurance activity detail | current | https://www.federalreserve.gov/reportforms/forms/FR_Y-9C20180930_f.pdf | ||||
| FR Y-9C | HC-K | Quarterly Averages | Quarter-average balances for major balance-sheet categories (mix of BHCK / BHDM) | current | https://www.federalreserve.gov/reportforms/forms/FR_Y-9C20180930_f.pdf | ||||
| FR Y-9C | HC-L | Derivatives and Off-Balance-Sheet Items | Notional amounts and fair values of derivatives; unused commitments, guarantees, other OBS | current | https://www.federalreserve.gov/reportforms/forms/FR_Y-9C20180930_f.pdf | ||||
| FR Y-9C | HC-M | Memoranda | Miscellaneous supplemental items (intangibles, related-party, captive insurance, etc.) | current | https://www.federalreserve.gov/reportforms/forms/FR_Y-9C20180930_f.pdf | ||||
| FR Y-9C | HC-N | Past Due and Nonaccrual Loans, Leases, and Other Assets | Delinquency (30-89, 90+, nonaccrual) by asset category | current | https://www.federalreserve.gov/reportforms/forms/FR_Y-9C20180930_f.pdf | ||||
| FR Y-9C | HC-P | Closed-End 1-4 Family Residential Mortgage Banking Activities | Originations, sales, repurchases, servicing of 1-4 family mortgages; mortgage-banking-threshold filers | current | https://www.federalreserve.gov/reportforms/forms/FR_Y-9C20180930_f.pdf | ||||
| FR Y-9C | HC-Q | Financial Assets and Liabilities Measured at Fair Value | Recurring-basis fair-value measurements by Level 1/2/3 | current | https://www.federalreserve.gov/reportforms/forms/FR_Y-9C20180930_f.pdf | ||||
| FR Y-9C | HC-R | Part I | Regulatory Capital - Components and Ratios | Regulatory-capital components and ratios (CET1, Tier 1, Total, buffers, leverage); headed BHCA Amount | current | https://www.federalreserve.gov/reportforms/forms/FR_Y-9C20180930_f.pdf | |||
| FR Y-9C | HC-R | Part II | Regulatory Capital - Risk-Weighted Assets | Risk-weighted assets by exposure category | current | https://www.federalreserve.gov/reportforms/forms/FR_Y-9C20180930_f.pdf | |||
| FR Y-9C | HC-S | Servicing, Securitization, and Asset Sale Activities | Securitization exposures, servicing assets, asset sales with recourse | current | https://www.federalreserve.gov/reportforms/forms/FR_Y-9C20180930_f.pdf | ||||
| FR Y-9C | HC-V | Variable Interest Entities | Assets and liabilities of consolidated VIEs | current | https://www.federalreserve.gov/reportforms/forms/FR_Y-9C20180930_f.pdf | ||||
| FR Y-9LP | PI | Parent Company Only Income Statement | Income and expense of the parent on an unconsolidated basis (YTD) | current | https://www.federalreserve.gov/reportforms/forms/FR_Y-9LP20170630_i.pdf | ||||
| FR Y-9LP | PI-A | Cash Flow Statement | Parent-company statement of cash flows | current | https://www.federalreserve.gov/reportforms/forms/FR_Y-9LP20170630_i.pdf | ||||
| FR Y-9LP | PC | Parent Company Only Balance Sheet | Parent-only assets, liabilities, equity (incl. balances due to/from subsidiaries) | current | https://www.federalreserve.gov/reportforms/forms/FR_Y-9LP20170630_i.pdf | ||||
| FR Y-9LP | PC-A | Investments in Subsidiaries and Associated Companies | Detail of the parent's equity investments in, and advances to, subsidiaries/associated companies | current | https://www.federalreserve.gov/reportforms/forms/FR_Y-9LP20170630_i.pdf | ||||
| FR Y-9LP | PC-B | Memoranda | Supplemental parent-company memoranda (incl. debt-maturity / intercompany items) | current | https://www.federalreserve.gov/reportforms/forms/FR_Y-9LP20170630_i.pdf | ||||
| FR Y-9SP | (1) | Income Statement | Parent-company income and expense (calendar-year-to-date); prefix BHSP | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-9SP | ||||
| FR Y-9SP | (2) | Balance Sheet | Parent-company assets, liabilities, equity; prefix BHSP | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-9SP | ||||
| FR Y-9SP | (3) | Memoranda | Cash dividends/distributions and other supplemental items | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-9SP | ||||
| FR Y-9SP | (4) | Notes to the Financial Statements | Free-text notes (TEXT items) | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-9SP | ||||
| FR Y-9ES | (1) | Statement of Changes in Net Assets Available for Benefits | Year's additions/deductions to plan net assets (calendar year); prefix ESOP | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-9ES | ||||
| FR Y-9ES | (2) | Statement of Net Assets Available for Benefits | Plan assets and liabilities at year end; prefix ESOP | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-9ES | ||||
| FR Y-9ES | (3) | Memoranda | Sponsoring employer, shares held, SOP 76-3 / SOP 93-6 indicator, etc. | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-9ES | ||||
| FR Y-9ES | (4) | Notes to the Financial Statements | Free-text notes | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-9ES | ||||
| FR Y-9CS | — | Supplement (no fixed schedules) | Flexible supplement with no permanent lettered schedule structure; line items defined per collection | UNVERIFIED | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-9CS | ||||
| Call Report | RI | Income Statement | Interest income/expense, noninterest income/expense, gains/losses, net income - year-to-date | yes | yes | yes | current | https://www.ffiec.gov/sites/default/files/data/reporting-forms/FFIEC031_FFIEC041_202503_i.pdf | |
| Call Report | RI-A | Changes in (Bank) Equity Capital | Reconciliation of beginning to ending equity capital | yes | yes | yes | current | https://www.ffiec.gov/sites/default/files/data/reporting-forms/FFIEC031_FFIEC041_202503_i.pdf | |
| Call Report | RI-B | Part I | Charge-offs and Recoveries on Loans and Leases | Charge-offs/recoveries on loans and leases | yes | yes | yes | current | https://www.ffiec.gov/sites/default/files/data/reporting-forms/FFIEC031_FFIEC041_202503_i.pdf |
| Call Report | RI-B | Part II | Changes in Allowances for Credit Losses | Changes in allowances for credit losses (ACL/CECL) | yes | yes | yes | current | https://www.ffiec.gov/sites/default/files/data/reporting-forms/FFIEC031_FFIEC041_202503_i.pdf |
| Call Report | RI-C | Disaggregated Data on the Allowance for Loan and Lease Losses | Allowance disaggregated by portfolio segment/measurement method; on 031/041 split into Part I (ALLL) + Part II (ACL); 051 carries a single non-split schedule | yes | yes | yes | current | https://www.ffiec.gov/sites/default/files/data/reporting-forms/FFIEC031_FFIEC041_202503_i.pdf | |
| Call Report | RI-D | Income from Foreign Offices | Interest/noninterest income attributable to foreign offices (FFIEC 031 only) | yes | no | no | current | https://www.ffiec.gov/sites/default/files/data/reporting-forms/FFIEC031_FFIEC041_202503_i.pdf | |
| Call Report | RI-E | Explanations | Narrative/itemized explanations of amounts reported elsewhere in RI | yes | yes | yes | current | https://www.ffiec.gov/sites/default/files/data/reporting-forms/FFIEC031_FFIEC041_202503_i.pdf | |
| Call Report | RC | Balance Sheet | Assets, liabilities, and equity capital - the core balance sheet | yes | yes | yes | current | https://www.ffiec.gov/sites/default/files/data/reporting-forms/FFIEC031_FFIEC041_202503_i.pdf | |
| Call Report | RC-A | Cash and Balances Due from Depository Institutions | Currency/coin, balances due from banks (domestic and foreign), Federal Reserve balances; omitted from 051 | yes | yes | no | current | https://www.ffiec.gov/sites/default/files/data/reporting-forms/FFIEC031_FFIEC041_202503_i.pdf | |
| Call Report | RC-B | Securities | HTM and AFS securities by type (Treasuries, agency, MBS, ABS, etc.), amortized cost and fair value | yes | yes | yes | current | https://www.ffiec.gov/sites/default/files/data/reporting-forms/FFIEC031_FFIEC041_202503_i.pdf | |
| Call Report | RC-C | Part I | Loans and Lease Financing Receivables | Loans and leases by category | yes | yes | yes | current | https://www.ffiec.gov/sites/default/files/data/reporting-forms/FFIEC031_FFIEC041_202503_i.pdf |
| Call Report | RC-C | Part II | Loans to Small Businesses and Small Farms | Small-business and small-farm loans; generally reported in the June report (annual) | yes | yes | yes | current | https://www.ffiec.gov/sites/default/files/data/reporting-forms/FFIEC031_FFIEC041_202503_i.pdf |
| Call Report | RC-D | Trading Assets and Liabilities | Detail of trading-account assets/liabilities at fair value; omitted from 051; threshold-triggered on 031/041 | yes | yes | no | current | https://www.ffiec.gov/sites/default/files/data/reporting-forms/FFIEC031_FFIEC041_202503_i.pdf | |
| Call Report | RC-E | Deposit Liabilities | Deposits by type/holder; 031 splits into Part I (domestic) + Part II (foreign offices); 041/051 domestic only | yes | yes | yes | current | https://www.ffiec.gov/sites/default/files/data/reporting-forms/FFIEC031_FFIEC041_202503_i.pdf | |
| Call Report | RC-F | Other Assets | Accrued interest receivable, deferred tax assets, equity securities without readily determinable FV, other | yes | yes | yes | current | https://www.ffiec.gov/sites/default/files/data/reporting-forms/FFIEC031_FFIEC041_202503_i.pdf | |
| Call Report | RC-G | Other Liabilities | Accrued expenses, deferred tax liabilities, allowance for off-B/S credit exposures, other | yes | yes | yes | current | https://www.ffiec.gov/sites/default/files/data/reporting-forms/FFIEC031_FFIEC041_202503_i.pdf | |
| Call Report | RC-H | Selected Balance Sheet Items for Domestic Offices | Domestic-office balance-sheet detail carved out of the consolidated total (FFIEC 031 only) | yes | no | no | current | https://www.ffiec.gov/sites/default/files/data/reporting-forms/FFIEC031_FFIEC041_202503_i.pdf | |
| Call Report | RC-I | Assets and Liabilities of IBFs | Balance-sheet items of International Banking Facilities (FFIEC 031 only) | yes | no | no | current | https://www.ffiec.gov/sites/default/files/data/reporting-forms/FFIEC031_FFIEC041_202503_i.pdf | |
| Call Report | RC-K | Quarterly Averages | Quarter-average balances for major asset/liability categories | yes | yes | yes | current | https://www.ffiec.gov/sites/default/files/data/reporting-forms/FFIEC031_FFIEC041_202503_i.pdf | |
| Call Report | RC-L | Derivatives and Off-Balance-Sheet Items | Commitments, guarantees, letters of credit, notional derivatives, etc. | yes | yes | yes | current | https://www.ffiec.gov/sites/default/files/data/reporting-forms/FFIEC031_FFIEC041_202503_i.pdf | |
| Call Report | RC-M | Memoranda | Insider extensions of credit, BOLI, brokered/reciprocal deposits, intangibles, other memoranda | yes | yes | yes | current | https://www.ffiec.gov/sites/default/files/data/reporting-forms/FFIEC031_FFIEC041_202503_i.pdf | |
| Call Report | RC-N | Past Due and Nonaccrual Loans, Leases, and Other Assets | Delinquency aging (30-89 days, 90+ days, nonaccrual) by category | yes | yes | yes | current | https://www.ffiec.gov/sites/default/files/data/reporting-forms/FFIEC031_FFIEC041_202503_i.pdf | |
| Call Report | RC-O | Other Data for Deposit Insurance Assessments | Deposit-insurance assessment base and components (FDIC) | yes | yes | yes | current | https://www.ffiec.gov/sites/default/files/data/reporting-forms/FFIEC031_FFIEC041_202503_i.pdf | |
| Call Report | RC-P | 1-4 Family Residential Mortgage Banking Activities | Originations, sales, repurchases, servicing of 1-4 family mortgages; omitted from 051 | yes | yes | no | current | https://www.ffiec.gov/sites/default/files/data/reporting-forms/FFIEC031_FFIEC041_202503_i.pdf | |
| Call Report | RC-Q | Assets and Liabilities Measured at Fair Value on a Recurring Basis | Fair-value hierarchy (Level 1/2/3) detail; omitted from 051; threshold-triggered on 031/041 | yes | yes | no | current | https://www.ffiec.gov/sites/default/files/data/reporting-forms/FFIEC031_FFIEC041_202503_i.pdf | |
| Call Report | RC-R | Part I | Regulatory Capital - Components and Ratios | Regulatory capital components and ratios (CET1, Tier 1, Total, leverage) | yes | yes | yes | current | https://www.ffiec.gov/sites/default/files/data/reporting-forms/FFIEC031_FFIEC041_202503_i.pdf |
| Call Report | RC-R | Part II | Regulatory Capital - Risk-Weighted Assets | Risk-weighted assets; uses RCOA/RCFA capital prefixes | yes | yes | yes | current | https://www.ffiec.gov/sites/default/files/data/reporting-forms/FFIEC031_FFIEC041_202503_i.pdf |
| Call Report | RC-S | Servicing, Securitization, and Asset Sale Activities | Securitization exposures, servicing, recourse/credit enhancement; omitted from 051 | yes | yes | no | current | https://www.ffiec.gov/sites/default/files/data/reporting-forms/FFIEC031_FFIEC041_202503_i.pdf | |
| Call Report | RC-T | Fiduciary and Related Services | Trust/fiduciary assets, accounts, income; frequency varies with fiduciary-activity size | yes | yes | yes | current | https://www.ffiec.gov/sites/default/files/data/reporting-forms/FFIEC031_FFIEC041_202503_i.pdf | |
| Call Report | RC-V | Variable Interest Entities | Consolidated VIE assets/liabilities; omitted from 051 | yes | yes | no | current | https://www.ffiec.gov/sites/default/files/data/reporting-forms/FFIEC031_FFIEC041_202503_i.pdf | |
| Call Report | SU | Supplemental Information | Streamlined-form supplement: mostly yes/no triggers for complex/specialized activities (FFIEC 051 only) | no | no | yes | current | https://www.ffiec.gov/sites/default/files/data/reporting-forms/hv-051/FFIEC051_202412_i.pdf | |
| FFIEC 101 | A | Advanced Approaches Regulatory Capital | CET1/AT1/Tier 2 components, regulatory adjustments and deductions, Basel III common-disclosure template, and the supplementary leverage ratio (SLR) | current | https://www.ffiec.gov/resources/reporting-forms/ffiec101 | ||||
| FFIEC 101 | B | Summary Risk-Weighted Asset Information | Summary RWA by risk type; outstanding balances and aggregated risk-parameter drivers for credit-risk exposures | current | https://www.ffiec.gov/resources/reporting-forms/ffiec101 | ||||
| FFIEC 101 | C | Wholesale Exposures - Corporate | A-IRB risk parameters (PD/LGD/EAD) and RWA for corporate exposures | current | https://www.ffiec.gov/resources/reporting-forms/ffiec101 | ||||
| FFIEC 101 | D | Wholesale Exposures - Bank | A-IRB parameters and RWA for bank exposures | current | https://www.ffiec.gov/resources/reporting-forms/ffiec101 | ||||
| FFIEC 101 | E | Wholesale Exposures - Sovereign | A-IRB parameters and RWA for sovereign exposures | current | https://www.ffiec.gov/resources/reporting-forms/ffiec101 | ||||
| FFIEC 101 | F | Wholesale Exposures - Income-Producing Real Estate (IPRE) | A-IRB parameters and RWA for IPRE | current | https://www.ffiec.gov/resources/reporting-forms/ffiec101 | ||||
| FFIEC 101 | G | Wholesale Exposures - High Volatility Commercial Real Estate (HVCRE) | A-IRB parameters and RWA for HVCRE | current | https://www.ffiec.gov/resources/reporting-forms/ffiec101 | ||||
| FFIEC 101 | H | Wholesale - Eligible Margin Loans/Repo-Style/OTC Derivatives and netting sets (part 1) | Counterparty-exposure detail for EMLs/repo-style/OTC derivatives subject to a qualifying master netting agreement | UNVERIFIED | https://www.ffiec.gov/resources/reporting-forms/ffiec101 | ||||
| FFIEC 101 | I | Wholesale - Eligible Margin Loans/Repo-Style/OTC Derivatives (part 2) | Continuation of the counterparty/netting wholesale group | UNVERIFIED | https://www.ffiec.gov/resources/reporting-forms/ffiec101 | ||||
| FFIEC 101 | J | Wholesale - Combinations subject to qualifying master netting (part 3) | Continuation of the counterparty/netting wholesale group | UNVERIFIED | https://www.ffiec.gov/resources/reporting-forms/ffiec101 | ||||
| FFIEC 101 | K | Retail Exposures - Residential Mortgage - Closed-end First Lien | A-IRB retail parameters and RWA, closed-end first-lien mortgages | current | https://www.ffiec.gov/resources/reporting-forms/ffiec101 | ||||
| FFIEC 101 | L | Retail Exposures - Residential Mortgage - Closed-end Junior Lien | A-IRB retail parameters and RWA, closed-end junior-lien mortgages | current | https://www.ffiec.gov/resources/reporting-forms/ffiec101 | ||||
| FFIEC 101 | M | Retail Exposures - Residential Mortgage - Revolving (HELOC) | A-IRB retail parameters and RWA for revolving residential exposures | UNVERIFIED | https://www.ffiec.gov/resources/reporting-forms/ffiec101 | ||||
| FFIEC 101 | N | Retail Exposures - Qualifying Revolving Exposures (QRE) | A-IRB parameters and RWA for qualifying revolving retail exposures | UNVERIFIED | https://www.ffiec.gov/resources/reporting-forms/ffiec101 | ||||
| FFIEC 101 | O | Retail Exposures - Other Retail | A-IRB parameters and RWA for other retail exposures | current | https://www.ffiec.gov/resources/reporting-forms/ffiec101 | ||||
| FFIEC 101 | P | Securitization Exposures | Securitization exposures and capital (ratings-based / internal-assessment / supervisory-formula approaches) | current | https://www.ffiec.gov/resources/reporting-forms/ffiec101 | ||||
| FFIEC 101 | Q | Cleared Transactions | Exposures to central counterparties / cleared transactions and associated RWA | current | https://www.ffiec.gov/resources/reporting-forms/ffiec101 | ||||
| FFIEC 101 | R | Equity Exposures | Equity exposures (simple risk-weight, full/partial internal-models approach) and equity exposures to investment funds | current | https://www.ffiec.gov/resources/reporting-forms/ffiec101 | ||||
| FFIEC 101 | S | Operational Risk | Historical operational losses, modeling inputs (scenarios, distribution assumptions, loss caps), and operational-risk RWA under AMA | current | https://www.ffiec.gov/resources/reporting-forms/ffiec101 | ||||
| FFIEC 102 | §1 | VaR-Based Measure | Previous-day VaR; 60-business-day average VaR; multiplication factor; VaR-based capital requirement | current | https://www.ffiec.gov/sites/default/files/data/reporting-forms/ffiec102-report-form.pdf | ||||
| FFIEC 102 | §2 | Stressed VaR-Based Measure | Most-recent stressed VaR; 60-day average stressed VaR; multiplication factor; stressed-VaR capital requirement | current | https://www.ffiec.gov/sites/default/files/data/reporting-forms/ffiec102-report-form.pdf | ||||
| FFIEC 102 | §3 | Specific Risk Add-Ons | Standardized specific-risk capital for debt, securitization, correlation-trading, and equity positions not captured by models | current | https://www.ffiec.gov/sites/default/files/data/reporting-forms/ffiec102-report-form.pdf | ||||
| FFIEC 102 | §4 | Incremental Risk Capital (IRC) | Default and migration risk for non-securitization credit positions | current | https://www.ffiec.gov/sites/default/files/data/reporting-forms/ffiec102-report-form.pdf | ||||
| FFIEC 102 | §5 | Comprehensive Risk Measure (CRM) | Modeled risk for the correlation-trading portfolio; standardized and advanced CRM with pre-/post-approval surcharge floors | current | https://www.ffiec.gov/sites/default/files/data/reporting-forms/ffiec102-report-form.pdf | ||||
| FFIEC 102 | §6 | Standardized Measurement Method / De Minimis Positions | Standardized specific-risk charge and de-minimis exposures excluded from models | current | https://www.ffiec.gov/sites/default/files/data/reporting-forms/ffiec102-report-form.pdf | ||||
| FFIEC 102 | §7 | Market Risk Weighted Assets | Total market-risk capital requirement x 12.5 = market RWA | current | https://www.ffiec.gov/sites/default/files/data/reporting-forms/ffiec102-report-form.pdf | ||||
| FFIEC 102 | §M | Memoranda | 22 supplemental line items giving insight into trading-book risk profile | current | https://www.ffiec.gov/sites/default/files/data/reporting-forms/ffiec102-report-form.pdf | ||||
| FR Y-14A | A | Summary | 9-quarter projections of income statement, balance sheet, capital, RWA, retail repurchase, AFS/HTM securities, PPNR, and embedded Trading and Counterparty worksheets across scenarios | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-14A | ||||
| FR Y-14A | B | Macro Scenario | Macroeconomic variables for each projected period under supervisory and firm scenarios; includes the market-risk shock | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-14A | ||||
| FR Y-14A | C | Regulatory Capital Instruments (RCI) | Projected issuances/redemptions and characteristics of capital instruments; filed in SCB and CCAR versions | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-14A | ||||
| FR Y-14A | D | Regulatory Capital | Projected regulatory-capital components and ratios (CET1, Tier 1, Total, leverage, SLR) by quarter under each scenario | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-14A | ||||
| FR Y-14A | E | Operational Risk | Projected operational-risk losses by Basel event type; scenario analysis | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-14A | ||||
| FR Y-14A | F | Business Plan Changes | Effects of material business-plan changes (M&A, divestitures, capital actions) on projections | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-14A | ||||
| FR Y-14Q | A | Retail | Segment-level retail loan data for portfolios not collected monthly on FR Y-14M | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-14Q | ||||
| FR Y-14Q | B | Securities | Security-level (CUSIP) detail: par/amortized cost, fair value, AFS/HTM, duration, rating | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-14Q | ||||
| FR Y-14Q | C | Regulatory Capital Instruments | Capital-instrument inventory and quarterly issuances/repurchases/redemptions | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-14Q | ||||
| FR Y-14Q | D | Regulatory Capital | Current-period regulatory-capital components and ratios (CET1/Tier1/Total/leverage/SLR) | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-14Q | ||||
| FR Y-14Q | E | Operational Risk | Quarterly operational-loss events and loss history by Basel event type | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-14Q | ||||
| FR Y-14Q | F | Trading | Position/risk detail for trading book; trading revenue by asset class; VaR/stressed-VaR; private-equity component | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-14Q | ||||
| FR Y-14Q | G | PPNR | Pre-provision net revenue detail: net interest income, fee income, expense components; PPNR projection metrics | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-14Q | ||||
| FR Y-14Q | H | Wholesale | Loan-level wholesale credit data (H.1 Corporate Loan; H.2 Commercial Real Estate) | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-14Q | ||||
| FR Y-14Q | J | Retail Fair Value Option / Held-for-Sale (FVO/HFS) | Retail loans carried at fair-value-option or held-for-sale | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-14Q | ||||
| FR Y-14Q | K | Supplemental | Additional/supplemental data items supporting stress projections | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-14Q | ||||
| FR Y-14Q | L | Counterparty | Top-counterparty exposures, EAD, derivatives/SFT/lending components, CVA, wrong-way risk | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-14Q | ||||
| FR Y-14Q | M | Balances | Summary balance-sheet/aggregate position data reconciling the granular schedules | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-14Q | ||||
| FR Y-14M | A | Domestic First Lien Closed-end 1-4 Family Residential Loan | Loan-level first-lien mortgage data: UPB, FICO, LTV, DTI, rate, performance/delinquency | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-14M | ||||
| FR Y-14M | B | Domestic Home Equity Loan and Home Equity Line | Loan-level HELOAN/HELOC data: credit limit, utilization, FICO, LTV, performance | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-14M | ||||
| FR Y-14M | C | Address Matching Loan-Level Data Collection | Property-address data used to match/dedupe loans across reporters | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-14M | ||||
| FR Y-14M | D | Domestic Credit Card Data Collection | Account-level credit-card data: credit limit, balance, FICO, utilization, performance | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-14M | ||||
| FR Y-15 | A | Size Indicator | Total exposures (leverage-ratio exposure measure) - the size component | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-15 | ||||
| FR Y-15 | B | Interconnectedness Indicators | Intra-financial-system assets and liabilities; securities outstanding | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-15 | ||||
| FR Y-15 | C | Substitutability Indicators | Payments activity, assets under custody, underwriting, and trading-volume indicators | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-15 | ||||
| FR Y-15 | D | Complexity Indicators | OTC derivatives notional, trading and AFS securities (incl. Level 3), and HFT/AFS adjusted values | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-15 | ||||
| FR Y-15 | E | Cross-Jurisdictional Activity Indicators | Cross-jurisdictional claims and liabilities (ultimate-risk and immediate-counterparty bases); ties to FFIEC 009 | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-15 | ||||
| FR Y-15 | F | Ancillary Indicators | Additional monitoring indicators (total liabilities, retail funding, net/gross revenue, foreign net revenue, number of jurisdictions) | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-15 | ||||
| FR Y-15 | G | Short-Term Wholesale Funding (STWF) Indicator | Weighted short-term wholesale funding amount used in the US method-2 G-SIB surcharge | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-15 | ||||
| FR 2052a | I.A | Inflows - Assets | Unencumbered assets / asset cash inflows (incl. HQLA-eligible securities, maturing assets) | current | https://www.federalreserve.gov/reportforms/forms/FR_2052a20220429_f.pdf | ||||
| FR 2052a | I.S | Inflows - Secured | Secured lending inflows: reverse repo, securities borrowing, margin lending (by collateral class) | current | https://www.federalreserve.gov/reportforms/forms/FR_2052a20220429_f.pdf | ||||
| FR 2052a | I.U | Inflows - Unsecured | Unsecured lending inflows: fed funds sold, interbank loans, loan cash flows, receivables | current | https://www.federalreserve.gov/reportforms/forms/FR_2052a20220429_f.pdf | ||||
| FR 2052a | I.O | Inflows - Other | Other inflows, incl. derivative/collateral inflows and other contractual receipts | current | https://www.federalreserve.gov/reportforms/forms/FR_2052a20220429_f.pdf | ||||
| FR 2052a | O.D | Outflows - Deposits | Deposit outflows by type (stable/less-stable retail, operational, non-operational) with run-off treatment | current | https://www.federalreserve.gov/reportforms/forms/FR_2052a20220429_f.pdf | ||||
| FR 2052a | O.S | Outflows - Secured | Secured funding outflows: repo, securities lending, other collateralized borrowing | current | https://www.federalreserve.gov/reportforms/forms/FR_2052a20220429_f.pdf | ||||
| FR 2052a | O.W | Outflows - Wholesale | Unsecured wholesale funding: CP, MTNs, FHLB advances, non-op FI/corporate deposits | current | https://www.federalreserve.gov/reportforms/forms/FR_2052a20220429_f.pdf | ||||
| FR 2052a | O.O | Outflows - Other | Other outflows: undrawn commitments/liquidity facilities, derivative outflows, margin/rating-trigger calls, trade finance | current | https://www.federalreserve.gov/reportforms/forms/FR_2052a20220429_f.pdf | ||||
| FR 2052a | S.I | Supplemental - Informational | Funding available for transfer, other informational items | current | https://www.federalreserve.gov/reportforms/forms/FR_2052a20220429_f.pdf | ||||
| FR 2052a | S.DC | Supplemental - Derivatives and Collateral | Derivatives and collateral detail (posted/received, rehypothecation) | current | https://www.federalreserve.gov/reportforms/forms/FR_2052a20220429_f.pdf | ||||
| FR 2052a | S.FX | Supplemental - Foreign Exchange | FX spot, forwards/futures, and swaps | current | https://www.federalreserve.gov/reportforms/forms/FR_2052a20220429_f.pdf | ||||
| FR 2052a | S.B | Supplemental - Balance Sheet | Balance-sheet items for NSFR ASF/RSF calculation | current | https://www.federalreserve.gov/reportforms/forms/FR_2052a20220429_f.pdf | ||||
| FR 2052a | S.L | Supplemental - Liquidity Risk Measurement (LRM) | Liquidity-risk-measurement items (e.g. wholesale-funding metrics); exact label UNVERIFIED | UNVERIFIED | https://www.federalreserve.gov/reportforms/forms/FR_2052a20220429_f.pdf | ||||
| Pillar 3 | OVA | Overview of risk management | Qualitative risk-management approach (Table) | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | KM1 | Key metrics | Capital, RWA, leverage, LCR, NSFR headline ratios | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | KM2 | Key metrics - TLAC | TLAC ratios/leverage for G-SIB resolution groups | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | OV1 | Overview of RWA | RWA and minimum capital by risk type | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | LI1 | Differences between accounting and regulatory scopes of consolidation | Maps financial-statement categories to regulatory risk categories | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | LI2 | Main sources of differences (regulatory exposure vs carrying values) | Reconciliation of exposure amounts | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | LIA | Explanations of differences between accounting and regulatory exposure amounts | Qualitative (Table) | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | PV1 | Prudent valuation adjustments | PVA by asset class | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | CC1 | Composition of regulatory capital | Line-by-line CET1/AT1/Tier 2 and deductions | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | CC2 | Reconciliation of regulatory capital to balance sheet | Step-2 reconciliation to published balance sheet | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | CCA | Main features of regulatory capital instruments | Instrument-by-instrument key terms (Table) | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | CDC | Capital distribution constraints | Buffer/distribution-constraint disclosure | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | TLAC1 | TLAC composition (resolution group) | TLAC resources for G-SIBs; exact inclusion by jurisdiction UNVERIFIED | UNVERIFIED | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | TLAC2 | Creditor ranking - subordinated TLAC | Entity-level subordinated instrument ranking; G-SIB only | UNVERIFIED | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | TLAC3 | Creditor ranking - resolution entity | Resolution-entity instrument ranking; G-SIB only | UNVERIFIED | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | GSIB1 | G-SIB indicators | The 12 systemic indicators used for G-SIB scoring; parallels FR Y-15 | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | CCyB1 | Geographical distribution of credit exposures (countercyclical buffer) | Private-sector credit exposures by jurisdiction for CCyB | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | LR1 | Summary comparison of accounting assets vs leverage-ratio exposure | Reconciliation to leverage exposure measure | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | LR2 | Leverage ratio common disclosure | Leverage-ratio components and ratio | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | LIQA | Liquidity risk management | Qualitative liquidity framework (Table) | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | LIQ1 | Liquidity Coverage Ratio (LCR) | HQLA, outflows, inflows, LCR; fed by FR 2052a | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | LIQ2 | Net Stable Funding Ratio (NSFR) | ASF, RSF, NSFR; fed by FR 2052a | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | CRA | General qualitative information about credit risk | Qualitative (Table) | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | CR1 | Credit quality of exposures | Defaulted/non-defaulted exposures, allowances, net values | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | CR2 | Changes in defaulted loans and debt securities | Flow of defaulted exposures | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | CRB | Additional disclosure related to credit quality of assets | Qualitative (Table) | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | CRB-A | Additional disclosure - prudential treatment of problem assets | Qualitative (Table); added in d455 | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | CRC | Qualitative disclosures - credit risk mitigation (CRM) | Qualitative (Table) | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | CR3 | Credit risk mitigation techniques - overview | Secured/unsecured, collateral, guarantees, credit derivatives | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | CRD | Qualitative disclosures - use of ECAI ratings (standardized) | Qualitative (Table) | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | CR4 | Standardized approach - credit-risk exposure and CRM effects | Pre/post-CRM exposure and RWA | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | CR5 | Standardized approach - exposures by asset class and risk weight | Exposures by asset class and risk weight | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | CRE | Qualitative disclosures - IRB models | Qualitative (Table) | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | CR6 | IRB - credit-risk exposures by portfolio and PD range | PD/LGD/EAD/RWA by grade | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | CR7 | IRB - effect on RWA of credit derivatives used as CRM | Effect on RWA of credit derivatives used as CRM | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | CR8 | RWA flow statement - IRB credit-risk exposures | RWA flow statement for IRB credit-risk exposures | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | CR9 | IRB - back-testing of PD per portfolio | Back-testing of PD per portfolio | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | CR10 | IRB - specialized lending (supervisory slotting) | Specialized lending under supervisory slotting | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | CCRA | Qualitative disclosures - counterparty credit risk (CCR) | Qualitative (Table) | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | CCR1 | Analysis of CCR exposure by approach | RC, PFE, EAD, RWA | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | CCR2 | CVA capital charge | CVA risk capital; in d455 disclosed via CVA1-CVA4, retained from d400 | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | CCR3 | Standardized approach - CCR exposures by asset class and risk weight | CCR exposures by asset class and risk weight | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | CCR4 | IRB - CCR exposures by portfolio and PD range | CCR exposures by portfolio and PD range | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | CCR5 | Composition of collateral for CCR exposures | Composition of collateral for CCR exposures | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | CCR6 | Credit derivatives exposures | Protection bought/sold, notional | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | CCR7 | RWA flow statement - CCR under IMM | RWA flow statement for CCR under IMM | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | CCR8 | Exposures to central counterparties (CCPs) | QCCP/non-QCCP, default-fund | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | CVAA | General qualitative disclosures - CVA risk | Qualitative (Table); d455 (FRTB-CVA) | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | CVA1 | Reduced basic approach for CVA (BA-CVA) | Reduced BA-CVA; d455 | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | CVA2 | Full basic approach for CVA (BA-CVA) | Full BA-CVA; d455 | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | CVAB | Qualitative disclosures - banks using SA-CVA | Qualitative (Table); d455 | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | CVA3 | Standardized approach for CVA (SA-CVA) | SA-CVA; d455 | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | CVA4 | RWA flow statement - CVA under SA-CVA | RWA flow statement for CVA under SA-CVA; d455 | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | SECA | Qualitative disclosures - securitization | Qualitative (Table) | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | SEC1 | Securitization exposures in the banking book | Securitization exposures in the banking book | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | SEC2 | Securitization exposures in the trading book | Securitization exposures in the trading book | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | SEC3 | Securitization exposures (banking book) and capital - bank as originator | Securitization exposures and capital, bank as originator | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | SEC4 | Securitization exposures (banking book) and capital - bank as investor | Securitization exposures and capital, bank as investor | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | MRA | Qualitative disclosures - market risk | Qualitative (Table) | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | MRB | Additional qualitative disclosures - banks using the internal models approach (IMA) | Qualitative (Table) | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | MR1 | Market risk under the standardized approach | Capital/RWA by risk class (FRTB-revised); pre-FRTB MR1 = STM components | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | MR2 | Market risk under IMA (RWA flow statement) | IMA RWA movements | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | MR3 | IMA values for trading portfolios | VaR/sVaR/IRC/CRM max/min/avg | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | MR4 | Comparison of VaR estimates with gains/losses (backtesting) | Model validation / exceptions (pre-FRTB framework) | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | ORA | General qualitative information - operational-risk framework | Qualitative (Table); d455 | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | OR1 | Historical losses | Aggregate annual operational losses; d455 (SA for op-risk) | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | OR2 | Business indicator and subcomponents | BI / ILM inputs; d455 | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | OR3 | Minimum required operational-risk capital | Op-risk capital requirement; d455 | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | IRRBBA | Interest rate risk in the banking book - objectives and policies | Qualitative (Table) | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | IRRBB1 | Quantitative information on IRRBB | Delta-EVE / delta-NII under shocks | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | REMA | Remuneration policy | Qualitative (Table) | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | REM1 | Remuneration awarded during the financial year | Fixed/variable, by staff group | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | REM2 | Special payments | Guaranteed bonuses, sign-on, severance | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | REM3 | Deferred remuneration | Vested/unvested, paid-out | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | ENC | Asset encumbrance | Encumbered vs unencumbered assets | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | CMS1 | Comparison of modelled and standardized RWA (full standardized) | Output-floor comparison; d455 | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| Pillar 3 | CMS2 | Comparison of modelled and standardized RWA for credit risk by asset class | Output-floor comparison by asset class; d455 | current | https://www.bis.org/bcbs/publ/d455.pdf | ||||
| FFIEC 002 | RAL | Assets and Liabilities | Summary balance sheet of the reporting branch/agency; nets due-from/due-to related institutions | current | https://www.ffiec.gov/resources/reporting-forms/ffiec002 | ||||
| FFIEC 002 | A | Cash and Balances Due from Depository Institutions | Cash and interbank balances; IBF detail reported separately | current | https://www.ffiec.gov/resources/reporting-forms/ffiec002 | ||||
| FFIEC 002 | C | Loans | Loans by type (Part I Loans and Leases; Part II Loans to Small Businesses and Small Farms, completed annually as of June 30); IBF detail reported separately | current | https://www.ffiec.gov/resources/reporting-forms/ffiec002 | ||||
| FFIEC 002 | E | Deposit Liabilities and Credit Balances | Deposits and credit balances; IBF detail reported separately | current | https://www.ffiec.gov/resources/reporting-forms/ffiec002 | ||||
| FFIEC 002 | K | Quarterly Averages | Average daily (or weekly) balances for the quarter | current | https://www.ffiec.gov/resources/reporting-forms/ffiec002 | ||||
| FFIEC 002 | L | Derivatives and Off-Balance-Sheet Items | Commitments, contingencies, derivative contracts | current | https://www.ffiec.gov/resources/reporting-forms/ffiec002 | ||||
| FFIEC 002 | M | Due from / Due to Related Institutions in the U.S. and in Foreign Countries | Claims on and liabilities to the foreign-bank head office and other related institutions (Part I claims, Part II liabilities) | current | https://www.ffiec.gov/resources/reporting-forms/ffiec002 | ||||
| FFIEC 002 | N | Past Due, Nonaccrual, and Restructured Loans | Asset-quality detail | current | https://www.ffiec.gov/resources/reporting-forms/ffiec002 | ||||
| FFIEC 002 | O | Other Data for Deposit Insurance Assessments | Items supporting FDIC assessment (insured branches) | current | https://www.ffiec.gov/resources/reporting-forms/ffiec002 | ||||
| FFIEC 002 | P | Other Borrowed Money | Borrowings detail | current | https://www.ffiec.gov/resources/reporting-forms/ffiec002 | ||||
| FFIEC 002S | 002S | Report of a Non-U.S. Branch Managed or Controlled by a U.S. Branch or Agency | Assets and liabilities of each non-US branch the reporting US branch/agency manages or controls | current | https://www.ffiec.gov/resources/reporting-forms/ffiec002s | ||||
| FFIEC 009 | C | Part I | Claims by country (immediate-counterparty basis with redistribution to ultimate-risk basis) | Cross-border and foreign-office claims on foreign residents by counterparty country and sector (bank/public/other) | current | https://www.ffiec.gov/resources/reporting-forms/ffiec009 | |||
| FFIEC 009 | C | Part II | Claims on a Guarantor Basis | Claims restated to the country of the guarantor/collateral (ultimate-risk basis), plus memorandum items | current | https://www.ffiec.gov/resources/reporting-forms/ffiec009 | |||
| FFIEC 009 | 1/1.a | Foreign-Office Liabilities by Country of Foreign Office and by Country of Creditor | Liabilities of foreign offices, with memorandum items | current | https://www.ffiec.gov/resources/reporting-forms/ffiec009 | ||||
| FFIEC 009 | 2 | Derivatives and foreign-office detail | Positive fair value of derivative contracts; claims on related foreign branches; foreign-office claims on local residents and liabilities | current | https://www.ffiec.gov/resources/reporting-forms/ffiec009 | ||||
| FFIEC 009a | Part A | Country exposures meeting the disclosure threshold | Per-country amounts where exposure > 1% of assets or 20% of capital | current | https://www.ffiec.gov/resources/reporting-forms/ffiec009 | ||||
| FFIEC 009a | Part B | List of additional countries (lower band) | Countries with exposure 0.75-1% of assets or 15-20% of capital (names only) | current | https://www.ffiec.gov/resources/reporting-forms/ffiec009 | ||||
| FR Y-7N | BS | Balance Sheet | Assets, liabilities, equity of the nonbank subsidiary | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-7NFR_Y-7NS | ||||
| FR Y-7N | BS-A | Loans and Lease Financing Receivables | Loan/lease detail | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-7NFR_Y-7NS | ||||
| FR Y-7N | BS-M | Memoranda | Off-balance-sheet and other memoranda items | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-7NFR_Y-7NS | ||||
| FR Y-7N | IS | Income Statement | Calendar year-to-date income statement | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-7NFR_Y-7NS | ||||
| FR Y-7N | IS-A | Changes in Equity Capital | Equity roll-forward | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-7NFR_Y-7NS | ||||
| FR Y-7N | IS-B | Changes in Allowance for Credit Losses | Charge-offs, recoveries, provision | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-7NFR_Y-7NS | ||||
| FR Y-11 | BS | Balance Sheet | Assets, liabilities, equity of the nonbank subsidiary | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-11FR_Y-11S | ||||
| FR Y-11 | BS-A | Loans and Lease Financing Receivables | Loan/lease detail | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-11FR_Y-11S | ||||
| FR Y-11 | BS-M | Memoranda | Off-balance-sheet and other memoranda items | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-11FR_Y-11S | ||||
| FR Y-11 | IS | Income Statement | Revenue, expense, net income (calendar year-to-date) | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-11FR_Y-11S | ||||
| FR Y-11 | IS-A | Changes in Equity Capital | Equity roll-forward | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-11FR_Y-11S | ||||
| FR Y-11 | IS-B | Changes in Allowance for Credit Losses | Charge-offs, recoveries, provision (retitled from ALLL under CECL) | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-11FR_Y-11S | ||||
| FR Y-12 | 1 | Type of Investments | Investments by investment type/authority | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-12 | ||||
| FR Y-12 | 2 | Type of Security | Investments by type of security held | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-12 | ||||
| FR Y-12 | 3 | Type of Entity within the Banking Organization | Investments by holding entity within the organization | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-12 | ||||
| FR Y-12 | 4 | Nonfinancial Investment Transactions During the Reporting Period | Acquisitions/dispositions during the period | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-12 | ||||
| FR Y-10 | 1 | Banking | Acquisition/establishment/change in a bank or bank-like entity | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-10 | ||||
| FR Y-10 | 2 | Savings and Loan Holding Company | Events for SLHC reporters and their thrift interests | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-10 | ||||
| FR Y-10 | 3 | Nonbanking | Interests in nonbanking companies | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-10 | ||||
| FR Y-10 | 4 | Merger | Mergers/consolidations within the reporter's structure | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-10 | ||||
| FR Y-10 | 5 | 4(k) | Financial-holding-company activities/investments under BHC Act 4(k) | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-10 | ||||
| FR Y-10 | 6 | Domestic Branch | Opening/closing/relocation of domestic depository branches | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-10 | ||||
| FR Y-10 | 7 | Foreign Branches of U.S. Banking Organizations | Foreign branches of member banks, Edge/agreement corps, BHCs, foreign subs (successor to FR 2058) | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-10 | ||||
| FR Y-10 | 8 | Branch, Agency, and Representative Office | US branch/agency/representative-office events of FBOs (successor to FR Y-10F detail) | current | https://www.federalreserve.gov/apps/reportingforms/Report/Index/FR_Y-10 | ||||
| NCUA 5300 | FS | Statement of Financial Condition | Balance sheet (assets, liabilities, equity) | current | https://ncua.gov/files/publications/regulations/call-report-form-march-2025.pdf | ||||
| NCUA 5300 | IS | Statement of Income and Expense | Income statement | current | https://ncua.gov/files/publications/regulations/call-report-form-march-2025.pdf | ||||
| NCUA 5300 | A | Schedule A - Loans | Outstanding loans and YTD grants; delinquent loans; charge-offs/recoveries; other loan info; indirect loans; loans purchased/sold; 1-4 family residential RE; commercial loans | current | https://ncua.gov/files/publications/regulations/call-report-form-march-2025.pdf | ||||
| NCUA 5300 | B | Schedule B - Investments | Investments and securities (sections 1-4) | current | https://ncua.gov/files/publications/regulations/call-report-form-march-2025.pdf | ||||
| NCUA 5300 | C | Schedule C - Liquidity | Liquidity (sections 1-5) | current | https://ncua.gov/files/publications/regulations/call-report-form-march-2025.pdf | ||||
| NCUA 5300 | D | Schedule D - Member/Deposit (Shares) | Member / deposit (shares) data (sections 1-3) | current | https://ncua.gov/files/publications/regulations/call-report-form-march-2025.pdf | ||||
| NCUA 5300 | G | Schedule G - PCA Net-Worth Calculation | Prompt-corrective-action net-worth calculation | current | https://ncua.gov/files/publications/regulations/call-report-form-march-2025.pdf | ||||
| NCUA 5300 | H | Schedule H - Complex Credit-Union Leverage Ratio | Complex credit-union leverage ratio | current | https://ncua.gov/files/publications/regulations/call-report-form-march-2025.pdf | ||||
| NCUA 5300 | I | Schedule I - Risk-Based Capital Ratio | Risk-based capital ratio calculation | current | https://ncua.gov/files/publications/regulations/call-report-form-march-2025.pdf |